SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Bradley Mark T.

(Last) (First) (Middle)
C/O ENDO INTERNATIONAL PLC
FIRST FL, MINERVA HOUSE, SIMMONSCOURT RD

(Street)
BALLSBRIDGE, DUBLIN L2

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/06/2020
3. Issuer Name and Ticker or Trading Symbol
Endo International plc [ ENDP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 11,887 D
2015 Stock Incentive Plan Restricted Stock Units (RSU)(1) 4,861 D
2015 Stock Incentive Plan Restricted Stock Units (RSU)(2) 41,666 D
2015 Stock Incentive Plan Restricted Stock Units (RSU)(3) 26,805 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
2015 Stock Incentive Plan Options (NQ)(4) (4) 02/23/2021 Ordinary Shares 3,360 33.98 D
2015 Stock Incentive Plan Options (NQ)(5) (5) 02/26/2021 Ordinary Shares 3,432 79.33 D
2015 Stock Incentive Plan Options (NQ)(6) (6) 02/22/2022 Ordinary Shares 6,635 34.7 D
2015 Stock Incentive Plan Options (NQ)(7) (7) 02/24/2022 Ordinary Shares 2,976 85.25 D
2015 Stock Incentive Plan Options (NQ)(8) (8) 02/23/2026 Ordinary Shares 5,872 50.22 D
2015 Stock Incentive Plan Options (NQ)(9) (9) 05/16/2026 Ordinary Shares 9,536 14.3 D
2015 Stock Incentive Plan Options (NQ)(10) (10) 02/21/2027 Ordinary Shares 18,424 13.19 D
2015 Stock Incentive Plan Options (NQ)(11) (11) 08/10/2027 Ordinary Shares 33,143 7.55 D
Explanation of Responses:
1. On August 10, 2017, 14,583 RSUs were granted to Mr. Bradley with one-third vesting, and thus expiring, on each of the first three grant date anniversaries. As of March 6, 2020, 9,722 RSUs were vested and released. The amount reported in Table I represents the unvested portion as of that date.
2. On April 2, 2018, 62,500 RSUs were granted to Mr. Bradley with one-third vesting, and thus expiring, on each of the first three grant date anniversaries. As of March 6, 2020, 20,834 RSUs were vested and released. The amount reported in Table I represents the unvested portion as of that date.
3. On March 29, 2019, 26,805 RSUs were granted to Mr. Bradley with one-third vesting, and thus expiring, on each of the first three grant date anniversaries. As of March 6, 2020, no RSUs have vested or been released. The amount reported in Table I represents the unvested portion as of that date.
4. On February 23, 2011, 4,480 non-qualified stock options were granted to Mr. Bradley with one-fourth vesting on each of the first four grant date anniversaries. As of March 6, 2020, 4,480 non-qualified stock options had vested and 1,120 had been exercised. The amount reported in Table II represents the unexercised portion as of that date.
5. On February 26, 2014, 3,432 non-qualified stock options were granted to Mr. Bradley with one-fourth vesting on each of the first four grant date anniversaries. As of March 6, 2020, 3,432 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date.
6. On February 22, 2012, 6,635 non-qualified stock options were granted to Mr. Bradley with one-fourth vesting on each of the first four grant date anniversaries. As of March 6, 2020, 6,635 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date.
7. On February 24, 2015, 2,976 non-qualified stock options were granted to Mr. Bradley with one-fourth vesting on each of the first four grant date anniversaries. As of March 6, 2020, 2,976 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date.
8. On February 23, 2016, 5,872 non-qualified stock options were granted to Mr. Bradley with one-fourth vesting on each of the first four grant date anniversaries. As of March 6, 2020, 5,872 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date.
9. On May 16, 2016, 9,536 non-qualified stock options were granted to Mr. Bradley with one-third vesting on each of the first three grant date anniversaries. As of March 6, 2020, 9,536 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date.
10. On February 21, 2017, 18,424 non-qualified stock options were granted to Mr. Bradley with one-fourth vesting on each of the first four grant date anniversaries. As of March 6, 2020, 13,818 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date.
11. On August 10, 2017, 33,143 non-qualified stock options were granted to Mr. Bradley with one-third vesting on each of the first three grant date anniversaries. As of March 6, 2020, 22,096 non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date.
Remarks:
These securities represent the amounts owned by Mr. Bradley as of March 6, 2020, the date of effectiveness of his appointment as Executive Vice President and Chief Financial Officer of Endo International plc.
/s/ Yoon Ah Oh, by power of attorney 03/06/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS

    Know all by these present that the undersigned hereby makes, constitutes and appoints Matthew J. Maletta, Yoon Ah Oh, Jack D. Boyle, Justin Dailey, Michael Baranowski and Sarah Beck as the undersigned's true and lawful attorneys-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of each of the undersigned to:

(1)    prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including any amendments thereto) with respect to the securities of Endo International plc, an Irish public limited company (the "Company"), with the United States Securities and Exchange Commission, any national securities exchanges and the Company, as considered necessary or advisable under Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder, as amended from time to time (the "Exchange Act");

(2)    seek or obtain, as the undersigned's representative and on the undersigned's behalf, information on transactions in the Company's securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release any such information to the undersigned and approves and ratifies any such release of information; and

(3)    perform any and all other acts which in the discretion of such attorney-in-fact are necessary or desirable for and on behalf of the undersigned in connection with the foregoing.

The undersigned acknowledges that:

(1)    this Power of Attorney authorizes, but does not require, such attorney-in-fact to act in their discretion on information provided to such attorney-in-fact without independent verification of such information;

(2)    any documents prepared and/or executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney will be in such form and will contain such information and disclosure as such attorney-in-fact, in his or her discretion, deems necessary or desirable;

(3)    neither the Company nor such attorney-in-fact assumes (i) any liability for the undersigned's responsibility to comply with the requirement of the Exchange Act, (ii) any liability of the undersigned for any failure to comply with such requirements, or (iii) any obligation or liability of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act; and

(4)    this Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned's obligations under the Exchange Act, including without limitation the reporting requirements under Section 16 of the Exchange Act.

The undersigned hereby gives and grants the foregoing attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary or appropriate to be done in and about the foregoing matters as fully to all intents and purposes as the undersigned might or could do if present, hereby ratifying all that such attorney-in-fact of, for and on behalf of the undersigned, shall lawfully do or cause to be done by virtue of this Limited Power of Attorney.

    This Power of Attorney shall remain in full force and effect with respect to each undersigned until revoked by such undersigned in a signed writing delivered to such attorney-in-fact.

    IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 21st day of February 2020.

SIGNATURE                    TITLE

Senior Vice President, Corporate Development
                                                                        and Treasurer
/s/ Mark T. Bradley
NAME:  Mark T. Bradley



STATE OF Pennsylvania:
COUNTY OF Chester:


On this 21 day of February 2020, the above-named individual personally appeared before me, and acknowledged that he executed the foregoing instrument for the purposes therein contained.

IN WITNESS WHEREOF, I have hereunto set my hand and official seal.


/s/ Linda Jean Marchione
Notary Public

COMMONWEALTH OF PENNSYLVANIA
NOTARIAL SEAL
LINDA JEAN MARCHIONE
Notary Public
EAST WHITELAND TWP, CHESTER COUNTY
My Commission Expires Aug 9, 2020